Umar bin al-Khattab, the Second Khalifa of the Muslims
IN THE TIMES OF IGNORANCE, Umar made his living as a
broker. Shibli, his biographer, says that in his youth he grazed camels. Before accepting Islam, Umar was one of the most
rabid enemies of Muhammad, the Messenger of God. When Muhammad proclaimed his mission, many people
acknowledged him as the Messenger of God. Umar acknowledged him as Messenger of God after
six years. Some historians claim that Umar was a most
awe-inspiring man, and when he accepted Islam, the idolaters were gripped with fear for
their lives. But this is only a case of a dominant myth being in conflict with ugly facts.
When Umar accepted Islam, the idolaters remained where they were, and nothing changed for
them; but it was Muhammad who was compelled to leave his home, and had to find sanctuary
in a desolate ravine. He spent three years in that ravine, and during those years of
exile, his life was exposed to deadly perils every day and every night. During this entire
period of more than 1000 days, Umar, like many other Muslims in Makkah, was the silent
spectator of the ordeals of his master. He made no attempt to bring those ordeals to an
end. Muhammad Mustafa established brotherhood among
Muslims both in Makkah and in Medina. In Makkah, he made Umar the "brother" of
Abu Bakr, and in Medina, he made him the "brother" of Utban bin Malik. For his
own brother, Muhammad chose Ali ibn Abi Talib in both cities. In 3 A.H., Umar's daughter, Hafsa, was married to
the Apostle. Umar was one of the fugitives of the battle of Uhud
(Baladhuri). He himself said later: "When Muslim were defeated in Uhud, I ran toward
the mountain." (Suyuti in al-Durr al-Manthoor). At the siege of Khyber, Umar made an attempt to
capture the fortress but failed. Umar was one of the fugitives of the battle of
Hunayn. Abu Qatada, a companion of the Prophet, says: "In Hunayn when the Muslims
were fleeing, I also fled, and I saw Umar with others." (Bukhari and
Kitabul-Maghazi). In 8 A.H. the Apostle sent Umar as a ranker with
many others to report for duty to Amr bin Aas, their commanding officer, in the campaign
of Dhat es-Salasil. In 11 A.H. the Apostle of God organized the Syrian
expedition and he appointed Usama bin Zayd bin Haritha as its general. He ordered Umar to
serve as a ranker in the expedition. Though Umar spent eighteen years in the company of
Muhammad Mustafa, the Messenger of God, the latter never appointed him to any position of
authority civil or military. When the Apostle of God was on his deathbed, he
asked the companions to bring pen, paper and ink so he might dictate his will but Umar
defied him. He did not let the Apostle dictate his will and testament. Umar was not present at the funeral of the Prophet
of Islam. He was brawling with the Ansar in the outhouse of Saqifa when the body of the
Prophet was being buried. Umar was the khalifa-maker of Abu Bakr. During Abu
Bakr's khilafat, Umar was his principal adviser. The Banu Umayya were the traditional champions of
idolatry and the arch-enemies of Muhammad and his clan, the Banu Hashim. Muhammad had
broken their power but Umar revived them. The central component of his policy, as head of
the government of Saqifa, was the restoration of the Umayyads. He turned over Syria to
them as their "fief," and he made them the first family in the empire. A modern student of history might find claims made
on behalf of some companions of the Prophet rather extravagant and baffling. He might
notice in them the clash of popular imagination with historical reality. But if he wishes
to make a realistic evaluation of the roles they played in the lifetime of the Prophet,
there is no better way of doing so than to turn away from rhapsody and rhetoric, and to
focus attention on facts and facts alone. Principal Events of the Caliphate of Umar When Umar took charge of the caliphate, the Muslim
armies were fighting against the Persians in Iraq and the Romans in Syria. The army in
Syria was under the command of Khalid bin al-Walid, the favorite general of Abu Bakr.
Umar's first act as khalifa was to dismiss him from all his commands, and to appoint Abu
Obaida bin al-Jarrah as the supreme commander of the Muslim forces in Syria. Shibli says that Umar had, for a long time, nursed a
secret hatred of Khalid because of the latter's excesses. Umar had indeed dismissed Khalid
because of his excesses but it appears that personal rancor was also at work. He was
jealous of Khalid's fame and popularity. If he disliked Khalid's transgressions, he ought
to have formally indicted him, and should have ordered full investigation of his crimes in
murdering Malik ibn Nuweira and in appropriating his widow. If Khalid had been proven
guilty, then Umar ought to have passed sentence on him according to the Islamic law. But
there was no indictment and no investigation. Khalid was summarily dismissed and he died
in poverty and obscurity in 21 A.H. Umar's caliphate is notable for its many conquests.
His generals conquered Iraq, Iran, Azerbaijan, Kirman, Seistan, Khurasan, Syria, Jordan,
Palestine and Egypt, and incorporated them into the empire of the Muslims. All of these
were permanent conquests. The Romans lost Syria, Palestine and Egypt for ever; and in
Persia, the Sassani empire ceased to exist. Among other events of the caliphate of Umar, were
the first outbreak of plague in Syria in 18 A.H., and a famine in Hijaz in the same year.
Between them, the plague and the famine killed more than 25,000 people (Suyuti and Abul
Fida). Civil and Military Administration and Policy Since the empire had grown enormously in all
directions, Umar had to establish an administrative system. But the Arabs did not have any
experience in administration. Umar, therefore, left the Persian and the Roman framework of
administration in the conquered provinces undisturbed. The Persian and the Roman staff
carried on the day-to-day work as before. Umar founded numerous military cantonments in Iraq,
Syria and Egypt. Since he wanted the Arabs to be a purely fighting and ruling class, he
did not allow them to buy land and to settle down or to become farmers in the conquered
territories. To assess land revenue, Umar again had to retain the
Persian and the Romans systems. But in Iraq it was found necessary to survey the arable
lands and to assess tax on them. Arabs knew less than nothing about assessing land
revenue. There was, however, one exception in Uthman bin Hunaif of Medina. He was a man of
outstanding ability as a revenue expert. Though it was Umar's policy not to appoint the
citizens of Medina (Ansar) to any important positions, in this particular case he had no
choice, and he appointed Uthman bin Hunaif as the commissioner of land development in
Iraq. Qadi Yusuf says that Uthman bin Hunaif was an authority in all Arabia on taxation,
assessment of land revenue and land reclamation (Kitabul-Kharaj and Siyar-ul-Ansar). Within less than a year, Uthman bin Hunaif had
completed the job of taking measurements of the whole new province, and of making
assessments for the collection of land revenue. He was, thus, the first Financial
Commissioner of Iraq, and incidentally, one of the few Ansaris to hold any position of
authority in the caliphates of Abu Bakr, Umar and Uthman bin Affan. When Syria, Jordan and Palestine were conquered,
Umar appointed Yazid bin Abu Sufyan the governor of Syria; Shurahbil bin Hasana governor
of Jordan, and Amr bin Aas the governor of Palestine. Abu Obaida bin al-Jarrah was
appointed governor of the city of Damascus. When Amr bin Aas conquered Egypt, Umar made
him its governor. Yazid bin Abu Sufyan, the governor of Syria, died in
the plague of 18 A.H. When Umar heard the news of his death, he went to see Abu Sufyan to
offer condolences to him. But Abu Sufyan interrupted Umar's commiseration, and asked him,
"Whom are you going to appoint governor of Syria in place of my late son,
Yazid?" Umar said: "Of course, his brother, Muawiya." Abu Sufyan
immediately forgot his sorrow at his son's death, and rejoiced in the elevation of
Muawiya, his second son, as governor. Umar appointed Muawiya the new governor of Syria.
When Abu Obaida died, Umar placed Damascus also under Muawiya's jurisdiction. He fixed his
salary at 60,000 pieces of gold a year (Isti'ab, Volume I). After dismissing Khalid bin al-Walid as supreme
commander of the forces in Syria, Umar had appointed him, for a time, governor of the
district of Kinnisirin but dismissed him again for his alleged "pomposity." Saad bin Abi Waqqas, the victor of the battle of
Qadsiyya fought against the Persians, was Umar's governor of Iraq. He too was dismissed in
21 A.H. Amr bin Aas was Umar's governor in Egypt. Umar did
not dismiss him but curtailed his powers by appointing Abdullah bin Saad bin Abi Sarah as
a "watchdog" over him in fiscal matters. Umar was a most exacting taskmaster for all his
generals and governors. He was quick to lend his ears to any complaint against them, and
he was even quicker to dismiss them with one exception Muawiya! He was
forever indulgent to the sons of Abu Sufyan and the clan of Banu Umayya. Muawiya, the son of Abu Sufyan and Hinda, the
governor of Syria, lived in Damascus in imperial splendor, surrounded by a glittering
retinue. It was a lifestyle that Umar did not tolerate in any other governor. But Muawiya,
for him, was a "special," and the rules which applied to others, did not apply
to him. Tabari has recorded the following incident in Volume
VI of his History. Umar was in Damascus and Muawiya came to see him every day
mornings and evenings bedecked in regal outfit, with splendidly caparisoned mounts
and escorts. When Umar commented, rather acidly, upon his pageantry, he said that Syria
was swarming with Roman spies, and it was necessary to impress them with the
"glory" of Islam. His pageantry, he said, was only the outward emblem of that
glory - the glory of Islam. But Umar was not convinced, and remarked: "This
is a trap laid by the slick and guileful man." Muawiya answered: "Then I will do whatever you
say, O Commander of the Faithful." Umar said: "If I raise an objection to
anything, you baffle and bewilder me with words. I am at a loss to know what to do." Here Umar can be seen utterly "helpless"
before his own protg. He could condone Muawiya anything and everything. He, in fact,
appeared to be ostentatiously courting Abu Sufyan and his sons. Once he placed them at the
helm of affairs, they consolidated their position, and it became impossible to dislodge
them. It was in this manner that the secular, predatory, imperialist and economically
exploitative Umayyads were foisted upon the Muslims. The cultivation of the Umayyads, it
appears, was one of the constants in Saqifa's policy equation. Some Reflections on the Conquests of the Arabs Umar's generals had conquered Persia, Syria and
Egypt. His successors in the Umayyad dynasty pushed those conquests as far as southern
France in the west, and the western frontiers of China and the Indus valley in the east.
The students of history have expressed amazement at the speed and the extent of the
conquests of the Arabs in the seventh/eighth centuries. They achieved all those conquests
within 100 years truly one of the most remarkable series of conquests in world
history. Many centuries later, the search goes on for the
answer to the question: How did the Arabs conquer so much so soon? Many reasons have been
given by the historians for the success of the Arab arms, among them: civil war and
anarchy in Persia; a war between Persia and Rome that lasted for 26 years, and which left
both empires utterly exhausted, bleeding and prostrate; the disgruntlement of the Roman
subjects in Syria and Egypt who welcomed the Arabs as liberators, and the loss to Rome of
the "umbrella" of local support; the dependence both of the Persians and the
Romans upon mercenaries and conscripts who lacked morale; persecution on grounds of
religion of dissident sects and creeds by both the Persians and the Romans; and the
enormous burden of taxes that the alien races ruled by Persia and Rome, and the peasants
in both empires, had to carry. Also, the Persians and the Romans were handicapped by heavy
baggage, and they lacked mobility. The Arabs, on the other hands, were highly mobile. They
could strike at a target of their choice, and then retreat into the desert on their swift
camels where the enemy cavalry could not enter as it did not have logistical support. In their campaigns, the Arabs were invariably
outnumbered by their enemies but this was not necessarily a handicap for them. History
abounds in examples of small forces of volunteers standing up to and defeating large
conscript armies. But the Muslims themselves, discount most of these
reasons for their success. According to many of them, the secret of their success was in
the piety and the religious zeal of the Muslim soldiers. The propulsive power behind the
Arab conquests of the seventh century, they say, came from Islam, and every Arab who left
the peninsula to attack the Fertile Crescent, was a mujahid or a holy warrior, fighting
for the glory of God. This claim, however, is only partly true. Without a
doubt there were those Muslims who wished to spread the light of Islam in the world but
also there were others, and they were the overwhelming majority, who fought for the
material rewards that the conquests promised to bring to them. They had developed a
distinctly secular appetite for power and riches. Joel Carmichael The predominant incentives that drove the Bedouin
out of the peninsula were bodily hunger and greed, natural consequences of the straitened
circumstances there and of the endless opportunities for enrichment offered by the
cultivated societies they overran. Thus, though there were doubtless also men who
"killed for the sake of the hereafter," the masses of tribesmen surely
"killed for earthly lust." The otherworldly aspects of Mohammed's preaching
were completely eclipsed during the conquests by the incredible booty that could be won:
thus a Qurayshite notable, who was considered so pious that he was one of the ten men to
whom Mohammed could give his personal word during their lifetime that they would get into
paradise because of their zeal for Islam, left behind an estate whose net worth seems to
have been between 35 and 52 million dirhems; he had eleven houses in Medina alone, as well
as others in Basra, Kufa, Fustat and Alexandria. Another of these ten pious men personally
promised paradise by Mohammed owned real property in the amount of 30 million dirhems; on
his death his steward had over two million dirhems in cash. Once this process is seen in perspective, it becomes
clear how remarkably obtuse is the old, traditional conception of the Arab expansion as
being a pietist movement aroused by Mohammed's personal religious zeal. ...there seems to be no doubt that the last thing
the Muslim Arabs were thinking of was converting anyone. More particularly, the pietism
that was to become the hallmark of later Islam, at least in certain of its manifestations,
was utterly alien to the initial Arab conquerors. It has been pointed out, the driving force behind
the Muslim Arab conquests was not religious in the least, but a migratory impulse rooted
in the millennial condition of the Arabian peninsula. Men like Khalid and Amr (bin Aas),
for instance, were obviously no pietists or mystics; their interests were thoroughly
practical. The switching over of the Meccan aristocracy to the
side of the Muslims is a telling illustration of the swift and irresistible injection of
purely secular elements into the earliest enterprises of the Umma, which though formulated
on the basis of religion, was articulated on the basis of politics. (The Shaping of the
Arabs, New York, 1967) It is true that religion was the factor that
propelled the Muslims out of Arabia; but once it had done so, it did not play any
significant role in the conquests that followed. Its role was catalytic in the eruption of
the Arabs. If religion and piety were the cause of the success of the Muslims in their
campaigns, then how would one explain the success of the nations which were not Muslim?
Some of those nations were the enemies of Islam yet they were, at one time, triumphant on
a scale that matched, and sometimes surpassed, the conquests of the Muslims. The conquests of the Arabs were astounding in their
vastness but they were not, by any means, unique. Almost one thousand years before the rise of Islam,
Alexander the Great, a young Macedonian, conquered, within ten years, all the lands from
the Balkan peninsula to the frontiers of China, and from Libya to the Punjab in India. He
was a polytheist. Wherever he went, he worshipped the local gods. He worshipped Zeus in
Greece, Ammon-Re in Libya; Marduk in Babylon; and Ahura in Persepolis. His conquests were
not inspired by any religion. In fact, religion did not figure anywhere in his conquests.
If he had not died at 32, he would have conquered the rest of the world. After the ancient Greeks, the Romans were the
greatest conquerors and administrators. They built one of the greatest and most powerful
empires of history, and one that lasted longer than any other empire before or since. Like
the Greeks before them, they too were worshippers of idols, though the Eastern Roman
Empire was converted to Christianity in early fifth century A.D. In the thirteenth century, the Mongols, led by
Genghiz Khan, shook the whole earth. They were the most dangerous enemies that Islam ever
met. All of Asia was at their feet, and they came within an ace of blotting out Islam in
that continent. Their conquests were more rapid and on an even grander scale than the
conquests of the Arabs. Within fifty years, they had conquered all of China, all of
Russia, all of Central and Western Asia, and had penetrated into Europe as far as Hungary.
While the Muslims in their career of conquest, were defeated at Tours in the West, and at
Constantinople in the East, the Mongols were consistently victorious everywhere. They
retreated from Central Europe only because of the death, in distant Karakorum, of their
Great Khan. The Mongols did not have any religion at all. What
was it that launched them on the career of world conquest? Certainly not religious zeal
and piety. In the 16thcentury, the Castilian
Conquistadores put Spain in the front rank of the nations of the world. A mere handful of
them left the shores of Spain, and conquered the whole new world. They laid two continents
at the feet of the king of Spain. It is true that they were inspired by religious zeal
even though they did not have much piety but it was Catholic zeal. Their zeal was
not so much unIslamic as it was anti-Islamic. Just before discovering and conquering the
Americas, they had defeated the Muslims of Granada in 1492, had expelled them from Spain,
and had obliterated every vestige of Islamic culture from the Iberian peninsula. In the 17thcentury, the Dutch rode the
crest of glory. Their story of that epoch reads like a saga of great and heroic deeds. At
home they had been locked up in a deadly struggle against two enemies the Spaniards
and the sea, and they had overcome both. They had expelled the Spaniards from the
Netherlands, and they had tamed the wild and the rampaging North Sea. Having conquered these two enemies, the Dutch looked
outward for new worlds to conquer. The dynamics of war against Spain and the North Sea,
gave them a momentum of victory and success that carried them around the world. In an
outburst of energy, the Dutch girdled the earth, conquering, colonizing and building. The Dutch were not only good sailors and navigators;
they were also good merchants and colonizers. They built factories in India, and they
founded colonies in North and South America, and in South Africa. Their colony in South
Africa became one of the most successful in the history of settlement and colonization in
the whole world. The Dutch were empire-builders too. Twelve thousand
miles away from home, they conquered the East Indies which was much the richest of all the
empires of the Age of Imperialism, and they held it for 350 years. And yet, in their Golden Age, the 17th
century, the Dutch were so few in number. But as few as they were, their quality was
superb. They did not allow lack of numbers to put a crimp upon what they could accomplish,
proving in this manner that there is no correlation between large numbers and
achievement. It's a most remarkable record of achievement for
such a small nation as the Dutch. They also proved that there is not, necessarily, a
correlation between religion and achievement. Centuries before the dawn of their
greatness, the Dutch had been devout Christians but it was only in the 17th century
that their dizzying and dazzling rise began. In the 19th century, the British carved
out an empire for themselves over which the sun never set. In North America, they ruled
the northern half of the continent; in Africa, their empire extended from Alexandria in
the north to Cape Town in the south; and in South Asia, they conquered from Kabul to
Rangoon. They colonized Australia and New Zealand. They established Pax Britannia over all
this immense area, one-fourth of the earth. In the 18th century when the British were
building their empire, they had only 35,000 men in arms, and 7,500 out of them were busy
in pacifying Ireland. While the Royal Navy held the British Empire
together, their merchant marine built another - an invisible empire. It was their
commercial empire which comprehended many of those countries which were out of the orbit
of their political power. At one time, when the power of the British was at
its zenith, no nation on earth could challenge them on land or on sea. Concurrently, with the extension of their political
power and commercial influence, the British also established their cultural hegemony. They
spread the English language over most of the world so that it is spoken or it is
understood in most of the countries of the world. The British accomplished all this and much more but
not because of their piety and religious zeal. They were only tepidly interested in
religion. They did not conquer an inch of foreign territory for the sake of Christ or the
Bible; they conquered only for Britain, and to build the British Empire. The old imperial system of Britain, France and the
Netherlands held the world in an iron grip for nearly two centuries. Muslim states
everywhere were at the feet of these powers. But in the aftermath of the two World Wars,
their empires broke down. From the debris of their empires rose a multitude of new
nations. One of these new nations was the Zionist State of Israel. On May 14, 1948, the British relinquished their
mandate over Palestine, and the Jewish settlers of the country proclaimed the birth of the
State of Israel. On the following day (May 15) five Arab states invaded Israel with the
avowed intention of "pushing Israel into the sea." But they could not push
Israel into the sea. Israel defeated them all, and they had to retreat into their own
shells. Since then, there have been other wars between the
Arabs and Israel. There was one in 1956 and another in 1967. In both wars, Israel defeated
the Arabs, and captured much territory from them including Old Jerusalem. In August 1969, a part of the Masjid-ul-Aqsa in
Jerusalem caught fire. It was an act of arson. All Muslims Arab as well as non-Arab
were inflamed at this outrage. The shock waves of the incident reached the remotest
corners of the Muslim world, the two ends of which are 10,000 miles apart from
Indonesia in the east to Mauritania in the west. The Muslim nations held a conference in
Rabat(Morocco) to consider some action to recover Jerusalem from Israel. But all they did,
was pass resolutions and denounce Israel. An insolent Israel dared and defied the vast,
sprawling Muslim world, but the latter lacked the grit and the gumption to take up the
challenge. In October 1973, Egypt attacked Israel on Yom Kippur
when the Jews were occupied with their devotions. The Jews were caught off-guard but they
recovered from the surprise, and immediately struck back. They raced through the Sinai
desert, crossed the Suez, established a beachhead on the west bank of the canal 60
miles from Cairo, and surrounded the whole Egyptian Third Army! It was American pressure on Israel that saved the
Egyptian Third Army. But curiously, Egypt claimed the military action against Israel a
"victory" for herself. War and "victory," the Egyptian government
said, had restored the morale and self-respect of Egypt even though it was the United
Nations and the United States which on this, as on earlier occasions, had rescued them
from disaster. In June 1982 Israel rode rough shod into Lebanon.
She evicted the Palestinian guerrillas from the country as the whole Arab world sat gazing
in silent despair a truly helpless giant if ever there was any. In all these wars one thing the Arabs did not lack
was economic power. They had more of it than any other country in the Third World. As for
manpower, the Arabs outnumbered Israelis by more than 50 to 1. And yet, never before did
they face the paradox of the combination of wealth and powerlessness; material abundance
and moral bankruptcy; strategic importance and humiliation, as they are doing in their
confrontation with Israel. It may even be said that some Arab countries, e.g., Jordan, are
enjoying their "independence" only by the "courtesy" of Israel. Thus it appears that religion, any religion, pagan,
animistic, Christian or Islamic, had little, if anything, to do with the military
conquests of a nation. A recurring phenomenon in world history is that at
any given time, any one nation, is supreme, militarily, politically, and in many cases,
also intellectually. At that moment or in that epoch, it is irresistible and invincible. The hundred years from 632 to 732 were the century
of the Arabs. They were supreme, they were triumphant, they were irresistible and they
were invincible in that century. Islam united them and gave them a sense of
direction, purpose and propulsive power. Without Islam, their future would have been just
as irrelevant and barren as their past had been. But there is no correlation between their
conquests on the one hand, and piety and religious enthusiasm on the other. The Last Days of Umar bin al-Khattab One of the friends of Umar was a certain Mughira bin
Shaaba. Umar had appointed him governor, first of Basra, and later of Kufa. A slave of Mughira had a certain grouse against him.
He requested Umar's intercession, and upon the latter's refusal, he attacked him, and
mortally wounded him. A physician was called. He gave Umar some medicine
to drink but all of it came out of the gaping wound in his navel. When the physician
noticed this, he told Umar that there was no hope of his recovery, and advised him to make
his will since little time was left for him in this world. Word rapidly spread that the khalifa was mortally
wounded, and the news caused much commotion in the city. Many companions called on Umar to enquire after his
health. Some of them suggested that he designate someone as his successor. Umar said: "If I designate someone as my successor,
nothing would be amiss with it since Abu Bakr designated me as his successor, and he was
better than me. But if I do not designate anyone as my successor, nothing would be amiss
with that either since the Apostle of God did not designate his own successor, and he was
better than both of us (Abu Bakr and Umar)." Ayesha also sent word to Umar urging him to appoint
someone as khalifa before his own death, or else, she warned, "anarchy and chaos may
spread in the land." Umar asked Ayesha's messenger to tell her as
follows: "I have considered this matter, and I have
decided to appoint six men as members of an electoral committee, and to charge them with
the task of selecting one out of themselves as khalifa. The six men are: Ali, Uthman,
Abdur Rahman bin Auf; Talha, Zubayr and Saad bin Abi Waqqas. The Apostle of God was
pleased with all six of them when he left this world, and each of them is qualified to
become the khalifa of the Muslims." Umar then called all six members of his electoral
committee to his home to explain to them what they had to do. When they came, he addressed
them as follows: "O group of Muhajireen! Verily, the Apostle of
God died, and he was pleased with all six of you. I have, therefore, decided to make it
(the selection of khalifa) a matter of consultation among you, so that you may select one
of yourselves as khalifa. If five of you agree upon one man, and there is one who is
opposed to the five, kill him. If four are one side and two on the other, kill the two.
And if three are on one side and three on the other, then Abdur Rahman ibn Auf will have
the casting vote, and the khalifa will be selected from his party. In that case, kill the
three men on the opposing side. You may, if you wish, invite some of the chief men of the
Ansar as observers but the khalifa must be one of you Muhajireen, and not any of them.
They have no share in the khilafat. And your selection of the new khalifa must be made
within three days." (Tabari, History) Umar ordered his son, Abdullah, also to attend the
meetings of the newly-formed electoral committee, though not as a candidate for caliphate,
and said to him: "If the members of this committee disagree
among themselves, you support those who are in majority. If there is a tie with three on
each side, then you support the party of Abdur Rahman bin Auf." Sir John Glubb Umar had prescribed a maximum of three days for
their (the electoral committee's) deliberations. At the end of that period, they must
willy-nilly unanimously choose a khalif. In the event of the decision not being unanimous,
the majority candidate was to be adopted, the members of the minority being all
immediately put to death." (The Great Arab Conquests, 1967) When Umar was satisfied that he had done his duty in
the matter of his succession, he asked some of those men who were around him, whom out of
the six nominees, they would like to see as their new khalifa. One of them present named
Zubayr. Umar said: "Will you make your khalifa a man who is a believer when he is
happy, and an unbeliever when he is angry?" Another man named Talha. Umar said:
"Will you make your khalifa a man who has mortgaged the gift of the Apostle of God to
a Jewess?" A third named Ali. Umar said: "If you make him your khalifa, he will
not let you deviate from truth but I know that you will not." Walid bin Aqaba, a half-brother of Uthman, was also
present in the assembly. When he heard Umar's comments on the candidates, he exclaimed:
"I know who will become the next khalifa." Umar who was lying down, sat up in
the bed, and asked, who. Walid said: "Uthman." Umar ordered Abu Talha Ansari to lead the Muslims in
prayer during the interregnum, and also to watch the members of the electoral committee
during their deliberations. He also gave him fifty armed men to enable him to carry out
his duties. These men were to act, if necessary, as executioners (Tarikh Kamil). On the following day, Umar called the members of the
electoral committee again, and when they came, he said: "So everyone of you wants to
become the khalifa after me?" Everyone kept quiet. Umar repeated his question
whereupon Zubayr said: "And what's wrong with that? You became khalifa and you
managed it. Why can't we? " Umar then asked: "Shall I tell you something about
each of you?" Zubayr answered: "Go ahead; tell us." Umar commented upon
them as follows: "Saad bin Abi Waqqas is a good archer but he is
arrogant, and khilafat is beyond his reach. Talha is rude, greedy and conceited. Abdur
Rahman is too much given to comfort and luxury; if he becomes khalifa, his wives will run
the government. Zubayr is a believer when he is in a happy mood but is an unbeliever when
he is angry. Ali is worthy of being the ruler of the Muslims in every respect but he is
too ambitious." Umar then turned to Uthman, and said: "Take it from me. It is as if I am seeing with
my own eyes that the Quraysh have put this necklace (khilafat) around your neck, and you
have foisted the Banu Umayya and the Banu Abi Muayt (Uthman's family) upon the Muslims,
and have given them all the wealth of the umma. Then the wolves of the Arabs came, and
slaughtered you. By God, if they (the Quraysh) do, you will certainly do; and if you do,
they (the Arabs) will certainly do." (If the Quraysh make Uthman their khalifa, he
would give all his power and authority to Banu Umayya; and when he does so, the Arabs will
come and kill him). Umar told the members of the electoral committee
that the Apostle of God was "pleased" with them when he left this world. But was
the Apostle pleased only with these six men? Was he displeased with the rest of the
Muhajireen and the Ansar? If he was not, then why did Umar exclude all of them from his
electoral committee? He did not give the rest of the Muhajireen and Ansar the right even
to express an opinion much less the right to select their ruler. Though Umar chose six Qurayshites as electors
because as he said, the Apostle was pleased with them, he himself found nothing
commendable in them. He found them arrogant, rude, greedy, conceited, henpecked,
temperamental, venal and ambitious. If, at the election of Abu Bakr, the principle was
accepted that it is the right of the Muslim umma (people) to select or elect its own
rulers, then how is it that the leading companions of the Prophet, and Ayesha, his widow,
urged Umar to appoint his own successor? Didn't they know that a ruler was to be chosen by
the umma? But Umar, instead of denying or affirming this right of the umma, said that if
he appointed someone as khalifa, he would be following the precedent of Abu Bakr; and if
he did not, then he would be following the precedent of the Prophet himself. In practice,
however, he followed neither the precedent of Abu Bakr nor the precedent of the Prophet.
He named six men as members of an electoral committee, and made them responsible for
selecting a khalifa out of themselves regardless of the opinions and wishes of the
Muslim umma. It is true that Umar did not name anyone as his
successor but his electoral committee was, in point of fact, a de facto designation. Its
constitution guaranteed the selection only of Umar's own candidate. His first stipulation
was that the candidate who gets most of the votes, would become khalifa. There was no way
for Ali to get most of the votes. Abdur Rahman bin Auf was the husband of the half-sister
of Uthman. (This lady was the daughter of the mother of Uthman and her second husband).
Saad bin Abi Waqqas was the first cousin of Abdur Rahman, and was under his influence.
"Tribal solidarity" or "tribal chauvinism" was very strong among the
Arabs. Talha belonged to the clan of Abu Bakr, and was married to one of his daughters
(the sister of Ayesha). Therefore, it was unthinkable that any of them would vote for Ali.
Thus Ali had to count out four votes even before the beginning of the parleys. All he
could do, was to hope that he might get Zubayr's vote. In any case, Abdur Rahman bin Auf
the self-appointed king-maker, had the casting vote. As Umar's confidante, it was
inevitable that he would give his vote and his support only to his (Umar's) favorite, and
the brother of his own wife Uthman. Now the minority in the electoral committee had one
of the two choices open before it, viz., either acquiesce in the king-maker's selection
and acknowledge Uthman as khalifa or pass the sentence of death to itself! Hudhaifa, a companion, reports that sometime before
the attempt was made on his life, a few companions had asked Umar who would succeed him as
khalifa, and he had told them, Uthman. (Kanz-ul-Ummal and Tarikh-Ahmedi). The author of Riyadh-un-Nadhra writes in the same
connection as follows: "In the Hajj season someone asked Umar who
would be the khalifa of the Muslims after him, and he said, Uthman bin Affan." Umar desired nothing so much as to appoint Uthman as
his successor but for some reason known only to him, he did not wish to do so openly. At
the same time, he did not allow the Muslims to exercise their freewill in the matter of
choosing their ruler. Left to themselves, they would not have chosen his favorite, and he
knew it. He, therefore, devised a new mode of giving the umma its leader. This new mode,
spun out with intricate sophistication, guaranteed the election of Uthman. Umar had assembled the Electoral Committee only to
dissemble! Perhaps it would have served the interests of the
umma better if Umar had openly appointed Uthman as his successor instead of framing a
panel of electors for this purpose. A direct and open appointment would have averted the
civil wars in Islam. His panel of electors proved to be the catalyst of the battles of
Basra, Siffin and Nehrwan. He achieved his aim at the moment but only at the expense of
the integrity of Islam in the future. Abdullah ibn Abbas ibn Abdul-Muttalib was the first
cousin of Muhammad Mustafa and Ali ibn Abi Talib. When he heard that Umar had given
special powers to Abdur Rahman bin Auf in the panel of electors, he said to Ali: "Khilafat is lost to us once again.This man
(Umar) wants Uthman to be the new khalifa. I know they will keep khilafat out of the house
of Muhammad." Ali made the following comment: "I agree with what you say. I have no illusions
in this matter. Nevertheless, I shall attend the meeting(s) of the Shura (electoral
committee), and the Muslims will see with their own eyes the conflict between Umar's words
and his deeds. By placing my name in his electoral committee, he has, at least,
acknowledged my right to become caliph whereas in the past, he went around saying that
prophethood and caliphate ought never to combine in the same house." How did Abdullah ibn Abbas know that Umar wanted
Uthman to become the khalifa? As noted before, it was obvious from the constitution of the
electoral committee. One look at its terms of reference was enough to convince anyone that
the outcome of its quest was predetermined. Those terms of reference declared, loudly and
unmistakably, that khilafat was going to be the prize of Uthman and the Umayyads.
Therefore, after the promulgation by Umar of the constitution of his electoral committee,
if Ali had any interest still left in it, and in its professed purpose, it was purely
academic and abstract, and as he himself said, his participation in its meetings would do
nothing more than point up the contradictions inherent in it. This is the age of democracy. The people choose
their leaders. Elections are held from the lowest to the highest levels of public life;
from the chairmen of school committees and fund-raising groups to the heads of governments
and states. But it has never so happened that those candidates for office who lose the
election to their opponents, are put to death. The candidates who lose, become leaders of
the opposition, and the existence of a healthy opposition is considered essential for the
existence of democracy itself. If the opposition is liquidated, then democracy becomes a
casualty, and the state becomes totalitarian. Umar's order to kill the minority in his electoral
committee has no parallel in the history of mankind. He ordered the execution of all those
companions of Muhammad Mustafa, who as candidates for caliphate, would get fewer votes
than their opposite numbers, even though he knew that it is the job of others to give or
to withhold their votes. In other words, he decreed that it is a "crime" to get
fewer votes than one's opponent, and the penalty is death! This was the last decision of the man who once said:
"The Book of God is sufficient for us." Did he really believe in what he said?
Did he read that Book? Did he find sanction in that Book for his order to kill a candidate
for a certain office because he scored lower than his opponent? Here it should be pointed out that no one out of the
six Muhajireen had applied to Umar for membership in his electoral committee. His action
in choosing them was totally arbitrary. He then imposed upon them the duty of electing a
khalifa with the stipulation that if anyone of them disagreed with the majority, he would
forfeit his life. Umar had obviously opted for the totalitarian
"remedy" of taking the right of dissent away from the Muslims. For many centuries, the Sunni Muslims have raved
over what they call "the justice of Umar." Is his order to kill the dissenting
member or members of his electoral committee a sample of that "justice?" Is it
the sample of justice that they proudly uphold to the nations of the earth? Umar died on the last Saturday of Zil-Hajj (the last
month of the Islamic calendar) of 23 A.H. (A.D. 644), and he was buried next to the
Prophet and Abu Bakr. The Members of the Electoral Committee Umar, on his deathbed, had appointed six Muhajireen
as members of a panel which was to choose one out of themselves as the future khalifa of
the Muslims. They were Ali ibn Abi Talib, Uthman, Talha, Zubayr, Abdur Rahman bin Auf and
Saad bin Abi Waqqas. Except Ali, all other members of the panel were capitalists, or
rather, neo-capitalists. When they came from Makkah, they were penniless and homeless but
within twelve years, i.e., from the death of Muhammad Mustafa in 632 to the death of Umar
in 644, each of them, except Ali, had become rich like Croesus. Between these two dates,
they had accumulated immense wealth, and had become the richest men of their times. Ali did not qualify as a member of this exclusive
"club" but Umar admitted him anyway. Apart from the fact that Ali made his
living as a gardener whereas his other five co-members lived on the revenues of their
lands and estates, there was another gulf, even more unbridgeable, that separated him from
them. In character, personality, temperament, attitudes, philosophy and outlook on life,
Ali and the rest of them were the antithesis of each other. In an earlier chapter, it was pointed out that the
famous line of Keats, "Beauty is Truth and Truth Beauty," can be transposed to
read as "Economic power is political power and political power economic power."
Economic power and political power are reciprocal. Karl Marx said: "Whatever social
class has economic power, also has political and social power." And George Wald,
professor of Biology at the Harvard University, said in an address in Tokyo in 1974:
"Private wealth and personal political power are interchangeable." There can be no doubt that economic power is a
springboard of political power. This has been a consistent pattern throughout history. President Abraham Lincoln had defined democracy as
the government of the people, by the people, and for the people. In the American presidential elections of 1984 when
President Ronald Reagan was reelected, the Russians quipped: "The United States Government is of the
millionaires, by the millionaires and for the millionaires." All the members of Umar's electoral committee, were
millionaires except Ali ibn Abi Talib! Following is a portrait left by historians
of the members of Umar's Electoral Committee: D. S. Margoliouth Othman, son of Affan, six years the Prophet's
junior, was a cloth merchant; he also did some business as a money-lender, advancing sums
for enterprises of which he was to enjoy half the profits (Ibn Sa'd, iii, 111), and in
money matters showed remarkable acuteness (Wakidi W. 231). His sister was a milliner,
married to a barber (Isabah, i. 714). He was no fighting man, as his subsequent history
proved, for he shirked one battlefield, ran away from another, and was killed,
priest-like, ostentatiously reading the Koran." Ibn Sa'd says in his Tabqaat about Othman:
"When he died, he left 35 million dirhems, 150,000 dinars, 3000 camels, and many
horses. He built himself a palace in Medina with marble and teakwood. He had 1000
slaves." (Mohammed and the Rise of Islam, London, 1931) E. A. Belyaev In his youth, before the rise of Islam, Uthman had
been very rich and gained much money from profitable usurious transactions. Uthman's
acquisitiveness and business talents gained full scope when he became caliph. He built
himself a stone house in Medina with doors of precious wood and acquired much real estate
in that city, including gardens and water sources. He had a large income from his fruit
plantations in Wadi-ul-Qura, Hunain and other places, valued at 100,000 dinars, besides
large herds of horses and camels on these estates. The day Uthman died his personal
treasury was found to contain 150,000 dinars and one million dirhems. Multiplying his riches at the expense of the Moslem
treasury, Uthman also gave free use of the latter to some of the closest companions of
Muhammad, attempting to justify his illegal actions by associating these most
authoritative veteran Moslems with his own depredations. The "companions"
applauded the caliph Uthman for his generosity and magnanimity, no doubt for solid reasons
of self-interest. Zubair ibn al-Awwam, for example, one of the better
known amongst them, built tenement houses in Kufa, Basra, Fustat and Alexandria. His
property was estimated at 50,000 dinars, in addition to which he possessed 1000 horses and
1000 slaves. Another "companion," Talha ibn Ubaidullah,
built a large tenement house in Kufa and acquired estates in Irak which brought in a daily
1000 dinars; he also built a luxurious house of brick and precious wood in Medina. Abd-ar-Rahman ibn Auf, also an outstanding
"companion," also built himself a rich and spacious dwelling; his stables
contained 100 horses and his pastures 1000 camels and 10,000 sheep, and one quarter of the
inheritance he left after his death was valued at 84,000 dinars. Such acquisitiveness was widespread among the
companions of the Prophet and Uthman's entourage. (Arabs, Islam and the Arab Caliphate in
the Early Middle Ages, New York, 1969) Bernard Lewis Sa'd ibn Abi Waqqas built his house in Al-Aqiq. He
made it high and spacious, and put balconies around the upper part. Sa'id ibn al-Musayyib
said that when Zayd ibn Thabit died, he left ingots of gold and silver that were broken up
with axes, in addition to property and estates to the value of 100,000 dinars. (Islam in
History, New York, 1973) Dr. Taha Husain of Egypt writes in his book,
al-Fitna-tul-Kubra (The Great Upheaval), published by Dar-ul-Ma'arif, Cairo, 1959, p. 47: "When Uthman became khalifa, he not only lifted
the ban placed by Umar upon the companions to go to the other countries, but also gave
them rich present from the public treasury. He gave Zubayr 600,000 dirhems in one day, and
he gave Talha 100,000 dirhems in one day enabling them to buy lands, property and slaves
in other countries." Abdur Rahman bin Auf was a member of the inner
circle of the friends of Uthman. About him Sir William Muir writes: "Abd al-Rahman, when in after years he used to
fare sumptuously on fine bread and every variety of meat, would weep while looking at his
richly furnished table and thinking of the Prophet's straitened fare." (The Life of
Mohammed, London 1877) The love that Abdur Rahman bore his late master,
Muhammad, was deeply moving. His wives and concubines prepared delicacies of many colors
and tastes for him. When he sat down to eat, recollection came to him of the Spartan times
of the Apostle. He "missed" him and he "missed" those times, shed many
a tear, and then gobbled up everything on the table. Sir William Muir sums up his impressions of the
companions of the Apostle of God as follows: "In pursuing the annals of the
companions' and first followers of Mohammed, few things so forcibly illustrate the
spirit of Islam as, first, the number of their wives and concubines and the facility of
divorce; and, next, the vast riches they amassed; a significant contrast with the early
days of Christianity." (The Life of Mohammed, London, 1877) Sir William Muir has done a great injustice, in the
first place, in lumping the companions all together whereas there were two distinct
categories of them. The first category which comprised the overwhelming majority, is the
one he has correctly depicted in his book, but there also existed another, though very
small, category, and he has taken no notice of it. In the second place, Sir William Muir has attributed
the insatiable acquisitiveness of the companions to "the spirit of Islam," and
this is an even grosser injustice. The acquisitiveness of the companions, or rather, the
acquisitiveness of most of the companions of the Apostle, illustrates, not the spirit of
Islam, but a reaction against that spirit. The obsession with materialism runs counter to
the spirit and genius of Islam. Quran has castigated those people who amass gold and
silver. If anyone wishes to see the real spirit of Islam, he
will find it, not in the deeds of the nouveaux riches of Medina, but in the life,
character and deeds of such companions of the Apostle of God as Ali ibn Abi Talib, Salman
el-Farsi, Abu Dharr el-Ghiffari, Ammar ibn Yasir, Owais Qarni and Bilal. The orientalists
will change their assessment of the spirit of Islam if they contemplate it in the austere,
pure and sanctified lives of these latter companions. It may be noted that the members of the electoral
committee were all men of Makkah. There was no man of Medina among them. Umar had
studiously kept them out. When he was explaining to the members of the committee what they
had to do, he addressed them as "O group of Muhajireen." He told them that the
khalifa had to be one of them, and that the men of Medina had no share in khilafat. Some
companions pressed Umar to appoint his own successor. He named a number of people who were
dead, and said that if any of them were alive, he would have appointed him as his
successor. Dr. Taha Husain "The Prophet of Islam had been dead, not days
but only a few hours when Islam was confronted with its first crisis - in the matter of
his succession. The Ansar said to the Muhajireen: One chief from us and one from
you.' But Abu Bakr did not agree to this, and he quoted the following tradition of the
Prophet: The rulers shall be from the Quraysh.' Then he said to the Ansar: We
shall be rulers and you will be our ministers.' The Ansar accepted this arrangement (with
the exception of Saad ibn Ubada). This is how the aristocracy' of Islam was
born. Its right to rule rested on its propinquity to Muhammad. All authority was vested in
the Quraysh. The Ansar were the advisers. Every Muslim has the right to offer advice. The
Quraysh were to rule, and the Ansar and the other Muslims were to give advice but not to
rule. When Umar was dying, he was questioned about his
successor, and he said: If Abu Obaida bin al-Jarrah were alive, I would have made
him the khalifa. If Khalid bin al-Walid were alive, I would have appointed him the amir of
the Muslims. And if Salim, the client of Abu Hudhaifa, were living today, then I would
have designated him as your ruler.' This Salim was a slave who came from Istakhar in
Persia. He was emancipated, and became a mawali' (client) of Abu Hudhaifa. He was
well-known for his piety. Many Muslims deferred to him in matters of Faith even in the
times of the Prophet. Sometimes he led the Muslims in prayer also. He was killed in the
Ridda wars during the khilafat of Abu Bakr. He was a devout and God-fearing man."
(al-Fitna-tul-Kubra {The Great Upheaval}, published by Dar-ul-Ma'arif, Cairo, 1959). It was really unfortunate for the umma that Salim
was dead or else Umar would have made him his successor, and he might have made an
excellent khalifa. At any rate, Umar knocked down that "tradition" of the
Apostle which Abu Bakr had quoted before the Ansar in Saqifa according to which no one but
the Quraysh had the right to become rulers. Here was Umar, the greatest
"pontiff" of the Sunni establishment, ready, willing and eager to make Salim the
khalifa of the Muslims, who was: (a)a non-Qurayshi (b)a non-Arab (c)a non-free' man, a client, a man who was
emancipated by an Arab, and who was under his protection. Umar "proved" on his deathbed that the
"tradition" of the "Qurayshi connection" by which the Muhajireen had
claimed their "superiority" over the Ansar in Saqifa, was spurious, and he
"proved" that to be a khalifa of the Muslims, it was not necessary to be a
Qurayshi after all. Umar could consider a former slave who was not
distinguished for anything except for his piety, for the most important position in Islam
but he could not consider an Ansari for it, even if he had distinguished himself in war
and peace. The Ansaris, in fact, could not fill even less important positions. In his
book, Al-Farooq, M. Shibli, the Indian historian, has published a list of the names of the
civil and military officers of his (Umar's) time. With one solitary exception (Uthman bin
Hunaif), the entire list is made up of names of men who were noted for their animosity to
Ali, to Banu Hashim, and to the Ansar. These Ansaris were the same people who had, at one
time, given sanctuary to Umar in their city. They had given him food, clothing and shelter
when he did not have any of these things. Now he was repaying them! Umar's attitude toward the Ansar is in sharp
contrast to the attitude toward them of Muhammad, the Messenger of God. The latter loved
the Ansar. He appointed many of them as governors of Medina, and he made many of them
commanders of various expeditions. On one occasion he said that he would rather be with
them (the Ansar) than with any other people. He also considered them capable of and
qualified to rule the Muhajireen. Montgomery Watt The remark of Muhammad about Sa'd bin Mu'adh when he
was about to judge the case of Banu Qurayza, "Stand for your chief (Sayyid),"
could be taken to justify the view that the Ansar were capable of ruling over Quraysh, and
the story was therefore twisted in various ways to remove this implication. (Muhammad at
Medina, Oxford, 1966) The Apostle of God called Sa'd the Chief of the
Quraysh. Sa'd was obviously capable of ruling the Quraysh, and why not? After all what was
there in the "credentials" of the Quraysh that the Ansar didn't have? Nothing.
But the Ansar lost their capability of ruling the Quraysh as soon as Muhammad, their
master, died. During the caliphate of Abu Bakr and Umar, it was a
"disqualification" to be an Ansari to hold any important position in the
government. Laura Veccia Vaglieri As he lay dying, Umar was anxious about the
succession and he appointed a committee of six, all Qurayshites, whose duty it should be
to choose one of their number as caliph. The inhabitants of Medina no longer had any share
in the election of the head of the state. (Cambridge History of Islam, Cambridge, 1970) Far from having a share in the election of the head
of the state, not to speak of themselves becoming the head of the state, the inhabitants
of Medina, did not have a share in anything. They might have given some "advice"
to Abu Bakr and Umar. In Saqifa, Abu Bakr and Umar had told them that they would consult
them (the Ansar) in all matters. Few, if any, would challenge the general
interpretation of this poignant fact that the most important and most indispensable single
factor in the year 1 of Hijri, namely, the support of the Ansar, had become the most
striking non-factor in the year 11 Hijri. The Cassandra utterances of Hubab ibn al-Mandhir in
the bedlam of Saqifa proved only too true. He had expressed the fear that the children of
the Ansar would beg for food at the doors of the houses of the Muhajireen, and would not
get any. Much worse was to come for them in the times of Yazid bin Muawiya. The Ansar fought in all the campaigns of Abu Bakr
and Umar but only as other ranks and never as generals. The new wealth which came flooding
into Medina after the conquest of Persia and the Fertile Crescent, also appears to have
bypassed them with the exception of a few, who collaborated with the Saqifa government.
Among the latter were the two spies from the tribe of Aus who had squealed on the Khazraj
to Umar and Abu Bakr. Others were Muhammad bin Maslama, Bashir bin Saad, and Zayd bin
Thabit. They had shown great zeal in taking the oath of loyalty to Abu Bakr in Saqifa. Zayd bin Thabit was fanatically devoted to Uthman,
and for this reason, he received many gifts and rewards from the treasury. He was the son
of poor parents but during the caliphate of Uthman, became one of the richest men in
Medina. Two officers of the public treasury in Medina and in
Kufa who had been appointed by Abu Bakr, had thrown the keys of the treasuries in their
charge, before Uthman, in protest against the plunder of the public funds by himself and
by one of his governors. Uthman gave both keys to Zayd bin Thabit. Zayd bin Thabit was also the chairman of the
committee appointed by Uthman to collect the verses of Quran, and to publish them in
one volume, as noted before. Zayd bin Thabit was one of the few Ansaris who
shared the bonanza in the times of Umar and Uthman. He was also one of the few Ansaris who
did not take part in the campaigns of Ali in Basra, Siffin and Nehrwan. Most of the
Ansaris fought on Ali's side against his enemies in these battles. Following deductions can be made from Umar's
arrangements for finding a khalifa: 1. It is not necessary for the khalifa of the
Muslims to be a Qurayshi. Even an emancipated slave like Salim can become their khalifa.
The "tradition" that the leaders must be members of the tribe of Quraysh, was
cooked up and was attributed to the Prophet on a special occasion, and for a special
purpose; it worked in Saqifa, and checkmated the Ansar. 2. The incumbent khalifa can arbitrarily restrict
the right and power to choose a new khalifa to five or six men without any reference to
the Muslim umma. The Muslim umma can be safely ignored. 3. Within the electoral committee, if a man
disagrees with the majority, he merits death, even if he is a friend of the Prophet of
Islam; even if he fought at Badr; and even if he is a "Companion of the Tree."
Nothing can save him. 4. The Muslim umma can be left leaderless for three
days. It is not necessary to select a new khalifa immediately after the death of the
incumbent khalifa. A khalifa was chosen immediately after the death but before the burial
of Muhammad Mustafa, on the ground that the Muslim umma ought not to be without a head
even for a moment. Umar thus set a new precedent, viz., flexibility in the application of
political "principles." 5. Those drawbacks and shortcomings of character
which Umar found in the members of his electoral committee, such as lust, anger,
arrogance, conceit, greed, nepotism and ambition, etc., are not a disqualification for
khilafat. A man may be arrogant, conceited, henpecked and greedy; he can still become a
khalifa of the Muslims. A khalifa does not have to be a man of outstanding character and
ability. Muawiya's Verdict on Umar's Electoral Committee Ibn Abd Rabbeh writes in his famous book,
Iqd-ul-Farid (The Unique Necklace), Volume II, page 203, that many years after Muawiya was
firmly established on the throne, and had consolidated his position as the khalifa of the
Muslims, he posed, one day, the following question to one of his courtiers: Muawiya: You are a wise, intelligent and
knowledgeable man. I would like to know what in your opinion, exactly, was the cause of
the civil wars of the Muslims. The Courtier: The murder of Uthman. Muawiya: No. The Courtier: Ali's accession to the throne. Muawiya: No. The Courtier: Then I will request the Commander of
the Faithful to enlighten me in this regard. Muawiya: Well, I will tell you what was the real
cause of the civil wars of the Muslims. All the conflicts and civil wars of the Muslims
had their origins in the electoral committee which Umar appointed to choose a khalifa. Muawiya was right. The seeds of civil war in Islam
were planted on the day when Umar picked out the members of his electoral committee.
Instead of one candidate for caliphate, he made six candidates. If his decision to appoint
his successor had been as direct and forthright as that of Abu Bakr had been, Islam might
have been spared the traumatic and horrendous experience of civil wars so early in its
career. The Muslims who fought against and killed each other in these civil wars, did not
belong to the distant future; they belonged to the generation of the Prophet
himself. Civil wars broke out in Islam at a time when its
idealism was supposed to be still fresh. But the elective system devised by Umar had
built-in confrontation, and it took Islam across a great divide. His policy proved to be
counter-productive, and his mode of giving the Muslims a leader through his panel of
electors turned out to be one of the greatest misfortunes of the history of Islam. Umar and Muhammad Mustafa, the Messenger of God Umar had accepted Islam at the end of the year 6 of
the Call. Seven years later, he migrated with other Muslims to Medina. In Medina, these
immigrants (Muhajireen) made a fresh start in life. In Medina, there were occasions when Umar had to
remind Muhammad that in him (in Umar), he (Muhammad) had to reckon with a man who had
great reserves of moral courage. If he disagreed with him (with Muhammad), he was not at
all queasy about expressing his disagreement. Thus, among all the companions, he (Umar)
alone had the moral courage to show his resentment and insolence to him (to Muhammad) at
Hudaybiyya when he (Muhammad) signed a treaty of peace with the Quraysh. There were other occasions when Umar found it his
unpleasant "duty" to "correct" the "errors" of Muhammad, the
Apostle of God. Following are some incidents in which Umar figured as a critic of the
actions of Muhammad, the Prophet of Islam. When Abdullah bin Ubayy died, the Apostle attended
his funeral, and prayed to God to forgive him and to bestow mercy upon his soul. Umar
tried to dissuade him from doing so by pointing out that Ibn Ubayy had been a Munafiq
(hypocrite). It is true that Abdullah bin Ubayy was a hypocrite.
But his hypocrisy was not a secret from anyone in Medina. Everyone knew that he was a
hypocrite. On the eve of the battle of Uhud, he withdrew his contingent of 300 warriors
from the army on the ostensible pretext that the Muslims had not accepted his plan of the
battle. In that battle, the Muslims were defeated. But they
were defeated not because of Ibn Ubayy's defection but because of their own greed and
indiscipline. The withdrawal of Ibn Ubayy's troops did not affect the fortunes of war in
any way. Since Ibn Ubayy played a divisive role in a crisis,
the Muslims were alert at all times for what he might do. He could, therefore, never catch
them off-guard. He was a known and an "open" hypocrite. Far more dangerous to Islam were the hypocrites who
were "hidden" from the sight of the Muslims. The true believers considered them
to be sincere Muslims and trusted them. This trust of the Muslims in them made the Muslim
society and the State of Medina much more vulnerable to sabotage by them. Al-Quran
al-Majid is a witness to the presence in Medina, in large numbers, of these hypocrites,
and has castigated them repeatedly. It were they the hidden hypocrites and
not Abdullah ibn Ubayy and his supporters who were the real source of danger to the
security of Islam. Abdullah ibn Ubayy's son was a true believer. He
volunteered to kill him (his father). But Muhammad, the bringer of mercy, did not let him.
And when Ibn Ubayy died, he (Muhammad) condoned all his transgressions, most of which, he
knew, were products of frustration. Before the Prophet's arrival from Makkah, he (Ibn
Ubayy) had hoped to become the king of Medina. To forgive and to forget was characteristic of
Muhammad's magnanimity. Earlier, he had shown the same magnanimity toward the idolaters of
Makkah when he conquered that city, and granted amnesty to them all. It was, therefore,
entirely, "in character" for him to conduct the funeral services for Ibn Ubayy,
to see that he was given a proper burial, to pray for his soul, and to offer condolences
to his son, notwithstanding Umar's remonstrance. In late 630, Muhammad, the Messenger of God,
sustained a personal loss. His son, Ibrahim, from his Egyptian wife, Maria the Copt, died
when he was 11 months old (some say 16 months). Muhammad was very much attached to him. He
was deeply aggrieved at his death, and could not withhold his tears. Umar took it upon
himself to call his (Muhammad's) attention to the "impropriety" of shedding
tears at the death of his son. If Umar was right in his attempts to prevent the
Apostle of God from commiserating with the bereaved members of the family of Abdullah ibn
Ubayy, and in invoking God's mercy upon his (Ibn Ubayy's) soul; or if he was right in
trying to prevent him from crying at the death of his own son, then it must be said that
Islam is a highly "dehumanized" religion which denies Muslims even the
"right" to forgive their enemies, and withholds from them the freedom of
expression of such innocuous feelings as sympathy and sorrow. But such is not the case.
Islam is not "dehumanized." It is, in fact, the most humane of all religions,
and urges its followers to be forgiving, kind, courteous and considerate to others; and
commands them never to be vindictive. Vindictiveness was considered a pagan
characteristic. Islam also commands Muslims, in the following verses of Al-Quran
al-Majid, to return good for evil: And turn off evil with good. (Chapter 13; verse 22) Repel evil with that which is best. (Chapter 23:
verse 96) Nor can goodness and evil be equal. Repel (evil)
with what is better: then will he between whom and thee was hatred, become as it were thy
friend and intimate. (Chapter 41: verse 34) Muhammad Mustafa, the Interpreter of Al-Quran
al-Majid, gave a demonstration of the application of these commandments of Heaven at the
death of Abdullah ibn Ubayy. In the summer of A.D. 632, Muhammad, the Messenger
of God, lay on his deathbed in his house in Medina. His last wish was to comply with the
commandment in the Book of God to write his will and testament. But Umar did not
countenance this idea. In his opinion, writing a will was not the right thing for the
Prophet of Islam to do. At Hudaybiyya, he had opposed the Prophet but had failed in his
opposition; this time, however, he had no intention of failing. He opposed the dying
Prophet, and he scored a brilliant success in his opposition. The will the Prophet wished
to write, was never written. If Umar was right in his attempts to inhibit the
freedom of action of Muhammad, the Messenger of God, then it means that the latter was
"wrong." And if he (Muhammad) was "wrong," then it means that
Al-Quran al-Majid was also "wrong" because it claimed that: Nor does he (Muhammad) say (anything) of (his own)
desire. It is no less than inspiration sent down to him. (Chapter 53; verses 3 and 4) If Umar was right, then Muhammad and Quran
were "wrong." This is the only conclusion to which such a line of argument can
lead. It is now for the Muslims to decide if this is the "logic" which appeals
to them, and therefore, is acceptable to them. When Muhammad Mustafa died in A.D. 632, his
successors - Abu Bakr and Umar - lost no time in seizing the estate of Fadak from his
daughter. Umar was a conscientious man, and he was presumably prompted by his moral
courage to "rectify" the "error" which Muhammad had made in giving the
estate of Fadak to his daughter in A.D. 628. Umar had, to all intents and purposes, appointed
himself a "censor" of the words and deeds of Muhammad while the latter was still
alive. If he countermanded his (Muhammad's) orders after his death vis--vis his
succession or the estate of Fadak, there is nothing odd about it. If he had any
inhibitions in this matter, he threw them overboard as soon as Muhammad died. Muhammad, the Apostle of God, had expressed the
wish, on his deathbed, to write his will, and as noted before, Umar had thwarted him by
shouting that the Book of God was sufficient for the Muslim umma, and that it did not need
any other writing from him. Umar, it appears, actually believed in what he said,
viz., a will or any other writing of the Prophet was redundant since Quran had the
ultimate answers to all the questions. And if any doubts still lingered in anyone's mind
on this point, he removed them when he became khalifa. Muhammad lived in the hearts of his companions and
friends. After his death, they wished to preserve all their recollections of his life.
These recollections were of two kinds - his words and his deeds. The two together formed
his Sunnah (the trodden path). Anything he said, and was quoted by a companion, is called
a hadith or tradition.' But Umar did not want the companions to preserve any
recollection of the words and the deeds of the Prophet. He, apparently, had many
reservations regarding the usefulness, to the Muslim umma, of these recollections. He,
therefore, forbade the companions to quote the sayings of the Prophet in speech or in
writing. In other words, he placed the Hadith of the Prophet under a proscription. Following is the testimony of two modern Sunni
historians on Umar's ban on Hadith: Muhammad Husayn Haykal Umar ibn al-Khattab once tried to deal with the
problem of committing the Hadith to writing. The companions of the Prophet whom he
consulted, encouraged him, but he was not quite sure whether he should proceed. One day,
moved by God's inspiration, he made up his mind and announced: "I wanted to have the
traditions of the Prophet written down, but I fear that the Book of God might be
encroached upon. Hence I shall not permit this to happen." He, therefore, changed his
mind and instructed the Muslims throughout the provinces: "Whoever has a document
bearing a prophetic tradition, shall destroy it." The Hadith, therefore, continued to
be transmitted orally and was not collected and written down until the period of al-Mamun.
(The Life of Muhammad, Cairo, 1935) Dr. Mohammad Hamidullah Abu-Dhahabi reports: The Caliph Abu-Bakr compiled a
work, in which there were 500 traditions of the Prophet, and handed it over to his
daughter 'Aishah. The next morning, he took it back from her and destroyed it, saying:
"I wrote what I understood; it is possible however that there should be certain
things in it which did not correspond textually with what the Prophet had uttered." As to Umar, we learn on the authority of Ma'mar ibn
Rashid, that during his caliphate, Umar once consulted the companions of the Prophet on
the subject of codifying the Hadith. Everybody seconded the idea. Yet Umar continued to
hesitate and pray to God for a whole month for guidance and enlightenment. Ultimately, he
decided not to undertake the task, and said: "Former peoples neglected the Divine
Books and concentrated only on the conduct of the prophets; I do not want to set up the
possibility of confusion between the Divine Quran and the Prophet's Hadith."
(Introduction to Islam, Kuwait, pp. 34-35, 1977) One of the companions whom the Sunni Muslims
consider one of the greatest authorities on Hadith, was Abu Hurayra. He was ever ready to
quote a Hadith. There was never an occasion when recollection did not come to him of
something he had heard the Prophet saying or something he had seen him doing. Once Umar
asked him: "O Abu Hurayra! Tell me this. Did the Messenger
of God have nothing in the world to do except to whisper Hadith in your ears?" Umar then ordered Abu Hurayra not to narrate any
more Hadith. Abu Hurayra was a very gregarious and a garrulous
man. When Umar gagged him, he felt bottled up. But he was a patient man, and quietly
awaited the time when he would be unmuzzled. His opportunity came when Umar died, and he
returned, with a vengeance, to the business of relating Hadith. Today, the books of
Hadith, compiled by Sunni collectors, are brimming with traditions narrated by him. It is perhaps interesting to speculate on Umar's
decision in placing the traditions of the Prophet under proscription. Did he believe that
the proscription would outlast his own caliphate? There is no way of knowing the answer to
this question. But he could not have meant the proscription to be effective only during
his own lifetime; he could only have meant it to be everlasting. If so, then did he want
to deprive the Muslims of the record of the precepts and precedents of their Prophet
forever? Muhammad Husayn Haykal says in the passage quoted
above from his book that Umar was "moved by God's inspiration" to place the
Hadith of the Apostle of God under proscription. This means that Umar's authority to order
the suppression of Hadith, was implicit in the "inspiration" of which he was the
recipient, and he didn't hesitate to exercise it. In exercising his "inspired"
authority, he overrode even the consensus of the companions. Consensus, incidentally, is a
very important principle in Sunni jurisprudence. But Umar was right in overriding it.
After all the consensus of fallible, earth-bound mortals could never supersede the
authority of Umar's "inspiration." But Umar's ordinance suppressing Hadith leaves one
vital question unanswered, viz., is it possible to understand and to practice Islam at
all, and to obey the commandments of God embodied in Al-Quran al-Majid, without the
knowledge and understanding of the sermons, statements, speeches, commands, prohibitions,
precedents, examples and explanations of Muhammad Mustafa? Was it, for example, possible
for the companions to know, merely by reading Quran, how to say the five canonical
prayers if Muhammad himself had not taught them? Or, would they have known how much Zakat
(poor-tax) to pay, when to pay and whom to pay if they had not seen the Apostle himself
paying it? Without Hadith, Muslims could never understand the
ideology of Islam nor could they grasp its practicability. In this regard, the
contemporary, Austrian-born scholar, translator and commentator of Quran, Muhammad
Asad, writes in his book, Islam At The Crossroads, as follows: The Sunnah of the Prophet Muhammad is, (therefore)
next to Quran, the second source of Islamic law of social and personal behavior. In
fact we must regard the Sunnah as the only valid explanation of the Quranic
teachings and the only means to avoid dissension concerning their interpretation and
adaptation to practical use. Many verses of the Quran have allegorical meaning and
could be understood in different ways unless there was some definite system of
interpretation. And there are, furthermore, many items of practical importance not
explicitly dealt with by the Quran. The spirit prevailing in the Holy Book is, to be
sure, uniform throughout; but to deduce from it the practical attitude which we have to
adopt is not, in every case, an easy matter. So long as we believe that this Book is the
word of God, perfect in form and purpose, the only logical conclusion is that it never was
intended to be used independently of the personal guidance of the Prophet which is
embodied in the system of Sunnah. (pp. 117-118) The Apostle's statements and his actions were a
detailed interpretation and application of the principles of the Book of God. That Book
has repeatedly and emphatically called upon the Muslims to obey him and to follow him, as
per the following verses: Say: if ye do love God, follow me: God will love you
and forgive your sins; for God is oft-forgiving, most Merciful. (Chapter 3; verse 31) God did confer a great favor on the believers when
He sent among them an Apostle from among themselves, rehearsing unto them the signs of
God, sanctifying them, and instructing them in Scripture and Wisdom, while before that
they had been in Manifest Error. (Chapter 3: verse 164) Those are limits set by God: those who obey God and
His Apostle, will be admitted to the Gardens with Rivers flowing beneath, to abide therein
(forever) and that will be the supreme achievement. (Chapter 4: verse 13) O ye who believe! Obey God, and obey His Apostle,
and those charged with authority among you. if ye differ in anything among yourselves,
refer it to Allah and his apostle... (Chapter4: verse 59) We sent an Apostle but to be obeyed, in accordance
with the will of God. (Chapter 4: verse 64) But no, by thy Lord, they can have no (real) faith,
until they make thee judge in all disputes between them, and find in their souls no
resistance against thy decisions, but accept them with the fullest conviction. (Chapter 4:
verse 65) He who obeys the Apostle, obeys God. (Chapter4:
verse 80) Obey God and His Apostle, if ye do believe. (Chapter
8: verse 1) It is such as obey God and His Apostle, and fear God
and do right, that will win (in the end). (Chapter 24: verse 52) Ye have indeed in the Apostle of God a beautiful
pattern of conduct for everyone whose hope is in God and the final day, and who engages
much in remembering God. (Chapter 33: verse 21) O ye who believe! Obey God, and obey the Apostle,
and make not vain your deeds. (Chapter 47: verse 33) Whatever the Messenger assigns to you, take it, and
deny yourselves that which he withholds from you, and fear God. (Chapter 59: verse 7) From the foregoing verses, it is clear that Umar's
ban on Hadith was in a head-on collision course with the commandments of Al-Quran
al-Majid. Quran as the explicit Word of God, and Hadith as the explicit word of His Last
Messenger, form one integral whole, each elucidating, amplifying and illuminating the
other. Sunni jurists perhaps did not want to set themselves at odds with Umar but they
also realized that there was no way for them to dispense with Hadith, and still call
themselves Muslims, and that his ban (on Hadith) could not coexist with Islam. They,
therefore, discreetly tiptoed around the issue. "Let the Hadith of our Prophet be
free of bans," was their tacit consensus even if such a reorientation of thought was
painful to some of them, and they decided to address themselves to the most vital task of
collecting, collating, and preserving, for themselves and for posterity the record of the
sayings and the deeds of Muhammad Mustafa, their Guide and Leader in this world and in the
world to come.